- C-58, UG Floor, Shahpuri Tower, New Delhi-110058
Assistance with compliance under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
Regular advisory on disclosure and reporting obligations
Periodic filing assistance with stock exchanges and SEBI
Corporate governance advisory, including compliance with board and committee requirements
Ensuring timely disclosures of financial and material events
Managing investor grievances and reporting mechanisms
Drafting and filing mandatory disclosures and reports
Assistance with investor communications and updates
Identification of related parties and adherence to SEBI governance norms
Drafting and implementation of RPT policies
Obtaining necessary approvals from the Board, Audit Committee, and Shareholders
Half-yearly disclosure and compliance filings for RPTs
Monitoring RPTs to ensure they meet arm’s length standards
Assistance with legal representation in case of regulatory scrutiny
Reviewing RPTs in line with Proxy Advisories’ governance norms
Preparation and submission of compliance certificates
Coordination with auditors for due diligence and audit requirements
Monitoring filing deadlines and ensuring timely submissions
Annual Secretarial Audit as mandated by SEBI regulations
Compliance certification for listed entities
Periodic review of secretarial records and disclosures
Assistance with corporate governance compliance audits
Board and committee structuring to meet SEBI regulations
Policy drafting, including Whistleblower and Risk Management policies
Governance audits to ensure adherence to regulatory standards
Representation before SEBI and stock exchanges for waiver of penalties
Drafting and filing applications for exemptions or approvals
Handling regulatory inquiries and compliance matters
Compliance with SEBI LODR during mergers and acquisitions
Assistance with obtaining regulatory approvals for voluntary or compulsory delisting
Post-transaction compliance and reporting
Drafting comprehensive Insider Trading Policies and Code of Conduct
Implementation of Fair Disclosure Policies
Guidance on compliance with Prohibition of Insider Trading (PIT) regulations
Implementation and maintenance of an SDD as per SEBI norms
Periodic audits and compliance checks
Ensuring the confidentiality and accuracy of trading data
Monitoring disclosures from designated persons and key personnel
Filing periodic reports of trades to SEBI and stock exchanges
Assisting in setting up a robust whistleblower mechanism
Managing insider trading investigations and inquiries
Setting up and monitoring trading windows for employees and insiders
Managing the pre-clearance process for designated persons
Developing a structured digital database (SDD) for tracking insider trades
Conducting training sessions on insider trading regulations
Educating employees on handling material non-public information (MNPI)
Providing guidance on maintaining compliance with PIT regulations
Establishing internal whistleblower mechanisms for reporting unethical practices
Legal representation and support in insider trading investigations
Preparing responses and documentation for SEBI inquiries
Our team of skilled professionals brings years of experience in delivering top-notch audit and consulting services
We understand that every business is unique, and we offer customized services to meet your specific requirements
We ensure that your business complies with all applicable laws and regulations, minimizing risks and penalties.
Our efficient processes ensure timely completion of services without compromising on quality.
We prioritize building long-term relationships by offering exceptional service and personalized support.
Our experts assist in strategic financial planning, helping you achieve both short-term and long-term business goals.
At Corporate Lex Advisors, we are your trusted partner in navigating the complexities of business, finance, and compliance.
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